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IIA IIA-QIAL-Unit-1 - QIAL - Unit 1: Internal Audit Leadership

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IIA-QIAL-Unit-1 Braindumps VCE
  • Exam Code: IIA-QIAL-Unit-1
  • Exam Name: QIAL - Unit 1: Internal Audit Leadership

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QIAL - Unit 1: Internal Audit Leadership IIA-QIAL-Unit-1 exam vce dumps preparation

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IIA IIA-QIAL-Unit-1 Exam Syllabus Topics:

SectionWeightObjectives
Internal Audit Relations20-25%- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Stakeholder Relationships
  • 1. Board and audit committee relationships
  • 2. Building and maintaining networks
  • 3. Auditee relationships
  • 4. Executive management relationships
  • 5. Relationship building and strategic alliances
  • 6. Relationships with assurance providers
  • 7. External stakeholder relationships
- Advocacy and Organizational Effectiveness
  • 1. Importance of advocacy
  • 2. Internal audit reputation
  • 3. Managing stakeholder expectations
Internal Audit Quality20-25%- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Performance Monitoring
  • 1. Benchmarking
  • 2. Metrics for evaluating internal audit success
  • 3. Quality control frameworks
- Quality Assurance and Improvement
  • 1. Monitoring client satisfaction
  • 2. Quality assurance and improvement program
  • 3. Audit follow-up
  • 4. Audit control processes
- Independence and Objectivity
  • 1. Internal audit charter
  • 2. Global governance environment
  • 3. Reporting lines and governance structures
  • 4. Three Lines of Defense Model
Communication Skills5-10%- Professional Communication
  • 1. Use technical language appropriately
  • 2. Produce documents appropriate to the task
  • 3. Apply proper spelling, grammar, and structure
Internal Audit Planning20-25%- Alignment with Organizational Strategy
  • 1. Aligning internal audit strategy to organizational strategy
  • 2. Alignment with risk profile and enterprise risk management strategy
- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Strategic and Operational Planning
  • 1. Audit planning process
  • 2. Key sources of information to support planning
  • 3. Use of IT to streamline audit planning and delivery processes
  • 4. Budgeting and resource allocation
  • 5. Internal audit strategic plan
  • 6. Outsourcing and co-sourcing options
Internal Audit Talent Management20-25%- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Team Development
  • 1. Managing conflict
  • 2. Managing specialist and generalist auditors
  • 3. Recruiting and building teams
  • 4. Building effective working relationships
  • 5. Delegation
  • 6. Succession planning
  • 7. Motivating and retaining staff
  • 8. Stress management
  • 9. Managing large and small teams
- Talent Development
  • 1. Talent management
  • 2. Performance management
  • 3. Training and continuing professional education
  • 4. People strategy

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